This is an exempted course under the Non-Local Higher and Professional Education (Regulation) Ordinance. 根據《非本地高等及專業教育（規管）條例》，本課程屬獲豁免課程。 It is a matter of discretion for individual employers to recognize any qualification to which this course may lead. 個別僱主可酌情決定是否承認本課程可令學員獲取的任何資格。 These are exempted courses under the Non-Local Higher and Professional Education (Regulation) Ordinance. 根據《非本地高等及專業教育（規管）條例》，這些課程屬獲豁免課程。 It is a matter of discretion for individual employers to recognize any qualification to which these courses may lead. 個別僱主可酌情決定是否承認這些課程可令學員獲取的任何資格。 The course operator is applying for exemption under the Non-local Higher and Professional Education (Regulation) Ordinance. 課程主辦人正根據《非本地高等及專業教育（規管）條例》辦理豁免註冊手續。 It is a matter of discretion for individual employers to recognize any qualification to which this course may lead. 個別僱主可酌情決定是否承認本課程可令學員獲取的任何資格。 066 Accounting & Finance 會計及金融 Finance and Compliance 金融法規 Certificate for Module (ESG Compliance and Internal Control) Programme Code: AC157A Application Code: 2380-AC157A 2867 8409 certformod@hkuspace.hku.hk The programme equips students with knowledge of rules and regulations related to ESG and the Internal Control Framework for Sustainability Reporting and ESG management. An effective Internal Control will reduce risk and be able to enhance ESG performance. Students will also be able to report activities using Environmental and Social key performance indicators; and learn to identify, measure and manage climate-related risks. Applicants shall hold a bachelor’s degree awarded by a recognised institution. If the degree or equivalent qualification is from an institution where the language of teaching and assessment is not English, applicants shall provide evidence of English proficiency, such as: i. an overall band of 6.0 or above with no subtests lower than 5.5 in the IELTS; or ii. a score of 550 or above in the paper-based TOEFL, or a score of 213 or above in the computer-based TOEFL, or a score of 80 or above in the internet-based TOEFL; or iii. HKALE Use of English at Grade E or above; or iv. HKDSE Examination English Language at Level 3 or above; or v. equivalent qualifications. Applicants with other qualifications will be considered on individual merit. HK$9,000 per programme Application Fee: HK$150 30 hours English Level 6 (Reg. No.: 24/001065/L6) Validity Period: 01 Jan 2025 - on-going Certificate for Module (Financial Compliance and AI) Programme Code: FN149A Application Code: 2365-FN149A 2867 8392 fc@hkuspace.hku.hk This programme aims to equip students with the latest knowledge and tools in financial compliance and artificial intelligence (AI) that are needed to enhance compliance processes and mitigate associated risks. It provides an overview of regulatory and compliance requirements, financial compliance in banking, investment and insurance as well as AI applications in financial compliance. Case studies in financial compliance and AI will be examined. Applicants shall hold an Advanced Diploma, a Higher Diploma or an Associate Degree awarded by a recognised institution. Applicants with other qualifications will be considered on individual merit. HK$9,000 30 hours English Level 5 (Reg. No.: 25/001104/L5) Validity Period: 01 Sep 2025 - on-going Certificate for Module (Financial Fraud and Deepfake Detection) Programme Code: FN129A Application Code: 2385-FN129A 2867 8392 deep@hkuspace.hku.hk This programme aims to equip students with up-to-date deepfake detection techniques to combat financial fraud. Various data sets and analytics will be examined in the context of different types of financial frauds. Students will learn how to leverage data analytics and deepfake detection to proactively mitigate fraudulent activities. Applicants shall hold a bachelor’s degree awarded by a recognised institution. If the degree or equivalent qualification is from an institution where the language of teaching and assessment is not English, applicants shall provide evidence of English proficiency, such as: - an overall band of 6.0 or above with no subtests lower than 5.5 in the IELTS; or - a score of 550 or above in the paper-based TOEFL, or a score of 213 or above in the computer-based TOEFL, or a score of 80 or above on the internet-based TOEFL; or - HKALE Use of English at Grade E or above; or - HKDSE Examination English Language at Level 3 or above; or - equivalent qualifications. Applicants with other qualifications will be considered on individual merit. HK$9,000 30 hours English Level 5 (Reg. No.: 25/000489/L5) Validity Period: 01 Apr 2025 - on-going Certificate for Module (Generative AI for Banking and Finance) Programme Code: FN132A Application Code: 2365-FN132A 2867 8392 aibf@hkuspace.hku.hk This programme aims to equip students with concepts, applications and practicalities of incorporating Generative AI in banking and finance. Various Generative AI applications will be discussed in banking services, financial compliance and risk management. The benefits, challenges, risks and ethical considerations in Generative AI adoption will be examined, through real-world use cases and live demonstration. Applicants shall hold a bachelor’s degree awarded by a recognised institution. If the degree or equivalent qualification is from an institution where the language of teaching and assessment is not English, applicants shall provide evidence of English proficiency, such as: - an overall band of 6.0 or above with no subtests lower than 5.5 in the IELTS; or - a score of 550 or above in the paper-based TOEFL, or a score of 213 or above in the computer-based TOEFL, or a score of 80 or above on the internet-based TOEFL; or - HKALE Use of English at Grade E or above; or - HKDSE Examination English Language at Level 3 or above; or - equivalent qualifications. Applicants with other qualifications will be considered on individual merit. HK$9,000 30 hours English Level: 5 (Reg. No.: 25/000521/L5) Validity Period: 01 Jul 2025 - on-going Certificate for Module (Introduction to FinTech) Programme Code: FN111A Application Code: 2385-FN111A 2867 8312 adft@hkuspace.hku.hk The programme introduces the basic concepts of FinTech, covering the emerging technologies of FinTech and regulatory challenges in FinTech. It examines main FinTech landscape including digital payment, peer to peer lending, cryptocurrencies, robo-advisor and regulatory technologies. HK$6,700 Application Fee: HK$150 4 months Level 4 (Reg. No.: 24/000770/L4) Validity Period: 01 Sep 2024 - on-going Certificate for Module (Investor Relations and ESG) Programme Code: FN141A Application Code: 2355-FN141A 2867 8322 iresg@hkuspace.hku.hk The programme aims to equip students with the principles of investor relations (IR) and the application of Environmental, Social and Governance (ESG) best practice within the IR role. It will cover the practices of investor relations, company report analysis, communication strategies in IR, ESG reporting requirements for the listed companies in Hong Kong, and effective ESG disclosures. The programme will also explore the growing importance of ESG in investment decision-making and how to develop a compelling ESG narrative that resonates with investors. HK$9,000 30 hours English Level 5 (Reg. No.: 25/000717/L5) Validity Period: 01 Aug 2025 - on-going
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