This is an exempted course under the Non-Local Higher and Professional Education (Regulation) Ordinance. 根據《非本地高等及專業教育（規管）條例》，本課程屬獲豁免課程。 It is a matter of discretion for individual employers to recognize any qualification to which this course may lead. 個別僱主可酌情決定是否承認本課程可令學員獲取的任何資格。 These are exempted courses under the Non-Local Higher and Professional Education (Regulation) Ordinance. 根據《非本地高等及專業教育（規管）條例》，這些課程屬獲豁免課程。 It is a matter of discretion for individual employers to recognize any qualification to which these courses may lead. 個別僱主可酌情決定是否承認這些課程可令學員獲取的任何資格。 The course operator is applying for exemption under the Non-local Higher and Professional Education (Regulation) Ordinance. 課程主辦人正根據《非本地高等及專業教育（規管）條例》辦理豁免註冊手續。 It is a matter of discretion for individual employers to recognize any qualification to which this course may lead. 個別僱主可酌情決定是否承認本課程可令學員獲取的任何資格。 072 Accounting & Finance 會計及金融 Finance and Compliance 金融法規 Financial Services and Insurance 金融服務和保險 Advanced Diploma in Financial Planning Programme Code: FN005A Application Code: 2440-FN005A 2867 8468 cfp@hkuspace.hku.hk This programme prepares students for the CFP® Certi cation Examination (Foundation Level) and CFP® Certi cation Examination (Advanced Level Paper 1 and Advanced Level Paper 2) organized by the Institute of Financial Planners of Hong Kong. The graduates of Advanced Diploma can further articulate to Degree programmes. Besides, degree holders can further their studies in nance postgraduate programmes (e.g., Postgraduate Diploma in Investment Management, Postgraduate Diploma in Investment Management and Financial Intelligence, Postgraduate Diploma in Finance and Data Analytics, Postgraduate Diploma in FinTech and Legal Regulations, and Postgraduate Diploma in Financial Analytics and Algo Trading). Applicants should - have gained in the HKCEE Grade E in 3 subjects and Level 2 in Chinese Language and English Language; OR - have gained in the HKDSE Level 2 in 5 subjects; - be aged 21 years of age or above and have 3 years of work experience. - IFPHK candidacy is a pre-requisite for the Advanced Diploma in Financial Planning Programme Business modules HK$4,700- HK$6,800 FFP module: HK$18,600 CFP® level 1 & 2 modules: HK$6,350 each module Application Fee: HK$150 1 year to 2 years English Level 4 (Reg. No.: 14/003649/L4) Validity Period: 01 Jan 2015 - on-going Executive Certificate in Marine Insurance Programme Code: EP142A Application Code: 2375-EP142A 2867 8322 ecertir@hkuspace.hku.hk The programme will primarily appeal to financial services executives who wish to equip themselves with latest knowledge in marine insurance for their professional advancement. The secondary target market includes business executives or new graduates who aim to take up opportunities in insurance sector with a focus of marine insurance. (a) hold a bachelor’s degree awarded by a recognized university or equivalent; or (b) hold an Associate Degree/ a Higher Diploma or equivalent, and have at least 2 years of work experience; or (c) hold relevant professional qualifications. Applicants with other qualifications and substantial senior level work experience will be considered on individual merits. HK$9,800 Application Fee: HK$150 3 months English 保險實務文憑 課程編號：AC101A 報名代碼：1975-AC101A 2867 8487 / 2867 8314 dipip@hkuspace.hku.hk 本課程旨在教授學員保險行業的實務知識，並發展業界所需的技能。課程採用實例 教學方法，向學員教授保險原理、產品和銷售的相關知識，內容亦能幫助業界人士 備考IIQE的考試。本課程最快可於半年內完成。 每科學費 HK$3,000，四科合共 HK$12,000 報名費用：HK$150 216小時 資歷架構級別：3 資歷名冊登記號碼：20/000076/L3 資歷名冊登記有效期：2020年3月1日 - 持續有效 穩定幣的市場先機工作坊 課程編號：FINA9386 報名代碼：2440-1192NW 2867 8392 amy.fung@hkuspace.hku.hk ringo.chan@hkuspace.hku.hk 本課程為投資者及行政人員而設，以深入淺出方式及淺白例子幫助學員認識穩定幣。 HK$1,500 3小時 粵語 RWA代幣化入門指南工作坊 課程編號：FINA9387 報名代碼：2440-1194NW 2867 8392 amy.fung@hkuspace.hku.hk ringo.chan@hkuspace.hku.hk 本課程為投資者及行政人員而設，以深入淺出方式及淺白例子幫助學員認識RWA。 HK$1,500 3小時 粵語 Virtual Assets Fund Administration Workshop Programme Code: FINA9375 Application Code: FINA9375 2867 8312 edward.li@hkuspace.hku.hk This workshop provides a comprehensive overview of virtual assets fund administration and compliance. It covers common fund structure, valuation techniques for generating NAV and oversight, investor Anti-Money Laundering / Know Your Customer (AML/KYC) reporting and key challenges during these workflows. HK$3,200 6 hours English
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