This is an exempted course under the Non-Local Higher and Professional Education (Regulation) Ordinance. 根據《非本地高等及專業教育（規管）條例》，本課程屬獲豁免課程。 It is a matter of discretion for individual employers to recognize any qualification to which this course may lead. 個別僱主可酌情決定是否承認本課程可令學員獲取的任何資格。 These are exempted courses under the Non-Local Higher and Professional Education (Regulation) Ordinance. 根據《非本地高等及專業教育（規管）條例》，這些課程屬獲豁免課程。 It is a matter of discretion for individual employers to recognize any qualification to which these courses may lead. 個別僱主可酌情決定是否承認這些課程可令學員獲取的任何資格。 The course operator is applying for exemption under the Non-local Higher and Professional Education (Regulation) Ordinance. 課程主辦人正根據《非本地高等及專業教育（規管）條例》辦理豁免註冊手續。 It is a matter of discretion for individual employers to recognize any qualification to which this course may lead. 個別僱主可酌情決定是否承認本課程可令學員獲取的任何資格。 064 Accounting & Finance 會計及金融 Finance and Compliance 金融法規 Direct admission Eligible to apply (Subject to Admissions Board of respective institute/universities) 投資管理證書 家族辦公室證書 Advanced Diploma in Finance (Investment) Advanced Diploma in Accounting and Finance Advanced Diploma in Financial Planning University of London, UK (Academic Direction: LSE) BSc Finance BSc Accounting and Finance BSc Business and Management BSc Economics and Management Postgraduate Diploma in Family Office and Succession Management Postgraduate Diploma in Corporate Compliance Postgraduate Diploma in Bank and Insurance Compliance Postgraduate Certificate in Management and Insurance Postgraduate Diploma in Finance and Law Postgraduate Certificate in Banking and Corporate Treasury Management Postgraduate Diploma in Investment Management and Financial Intelligence Postgraduate Diploma in Finance and Data Analytics Postgraduate Diploma in ESG and Sustainable Finance Postgraduate Diploma in FinTech and Legal Regulations Postgraduate Diploma in Financial Analytics and Algo Trading Pathways in Financial Studies University of London Business Programmes These BSc degrees are awarded by the University of London and with academic direction from the globally renowned London School of Economics and Political Science (LSE). The degrees enable students of various backgrounds to earn a world-class degree without relocating. They offer students a thorough grounding in the principles of accounting, finance, business, economics and management. It is ideal if you are pursuing careers towards the profession of accountancy, financial, management or if you are already professionally qualified and now would like to take a degree. For details, please refer to p.151 Programme Title Programme Code QF Level QR Registration No. QR Registration Validity Period BSc Accounting and Finance MS044A 5 13/000446/L5 01 Sep 2013 - 31 Aug 2031 BSc Finance MS046B 5 23/000462/L5 01 Sep 2023 - 31 Aug 2031 BSc Business and Management MS041A 5 14/000003/L5 01 Sep 2014 - 31 Aug 2031 BSc Economics and Management MS025A 5 13/000312/L5 01 Sep 2012 - 31 Aug 2031 Postgraduate Diploma in Corporate Compliance Programme Code: AC009A Application Code: 2450-AC009A pgdcc@hkuspace.hku.hk RELEVANT & PRACTICAL PROGRAMME IN SFC AND LISTING COMPLIANCE!! This is a unique programme that focuses on practical applications and all-round training in corporate compliance; it is positioned to be the pioneer in the market. Contemporary cases will be discussed; drawing reference from standards and rules highlighting the issues and grey areas. Real-life examples and updated cases will be discussed during the class. Level 6 (Reg. No.: 14/003330/L6) Validity Period: 01 Oct 2014 - on-going For details, please refer to the common information next page.
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