HKU SPACE

061 For more and latest programme information, please visit our website 有關最新課程資訊及詳情,請瀏覽學院網站 hkuspace.hku.hk Minimum Entry Requirements 基本入學要求(P.017) Fee 學費 Duration 修業期 Medium of Instruction 教學語言 Qualifications Framework 資歷架構 Exemption 豁免 Short Course 短期課程 See legend on page 031 圖像說明於第031頁 Accounting & Finance 會計及金融 Finance and Compliance 金融法規 Certificate for Module (RegTech) Programme Code: FN088A Application Code: 2280-FN088A 2975 5767 cmrt@hkuspace.hku.hk The programme aims to equip students with the latest knowledge in innovation and applications of regulatory technology (RegTech). Students will learn how RegTech transforms the financial industry and presents business challenges to the industry. The programme will cover contemporary financial issues, regulatory framework and the impacts of RegTech. Applicants shall: (i) hold a relevant bachelor’s degree awarded by a recognized university or equivalent; or (ii) hold a relevant Associate Degree / Higher Diploma or equivalent, and have at least 2 years of related work experience. Applicants with other qualifications will be considered on individual merit. HK$9,500 Application Fee: HK$150 30 hours English Level 5 (Reg. No.: 22/000864/L5) Validity Period: 01 Nov 2022 - on-going 證書(單元:財富管理誠信顧問) 課程編號:FN060A 報名代碼:2275-FN060A 2975 5767 tawm@hkuspace.hku.hk 本課程旨在加深人壽保險業界從業員對保險業界不同領域的認識,以提高其個人服 務水平及誠信標準。完成課程後,學員能夠因應不同客戶的需要,制訂合適的保險 及理財工具組合,為客戶提供詳盡有效和切實可行的財務方案。 申請人必須為: 1. 副特許財務策劃師(AChFP)及具備5年或以上相關保險金融工作經驗;或 2. 特許壽險策劃師(ChLP)及具備5年或以上相關保險金融工作經驗;或 3. 特許財務策劃師(FChFP)及具備3年或以上相關保險金融工作經驗。 申請人如持有其他同等學歷及具有5年相關工作經驗者將會被個別考慮。 HK$9,800 報名費用:HK$150 1個月 粵語,輔以英語 資歷架構級別:3 資歷名冊登記號碼:21/000389/L3 資歷名冊登記有效期:2021年6月1日 - 持續有效 Actuarial Society of Hong Kong (ASHK) Fellows Programme Programme Code: SC525A S Application Code: 2265-SC525A 2867 8392 ashk@hkuspace.hku.hk This programme is a route for grandfathered ASHK Fellows (FASHK) ONLY to demonstrate their knowledge and practical appreciation of Hong Kong’s actuarial regulatory environment, business practices, professional conduct code and actuarial guidance notes relevant to different work areas (life insurance or general insurance). The learning outcomes of this CPD course is the same as the ASHK Certificate. The ASHK Certificate was introduced as a requirement for new ASHK Fellows. At the time, all existing FASHK were eligible for grandfathering and hence not required to obtain the certificate. As part of the transition, this programme is now available for grandfathered FASHK ONLY. The Insurance Authority will introduce new requirements for actuaries. All applicants for Long-Term Appointed Actuaries and General Insurance Certifying Actuaries will need to be a FASHK and demonstrate their local market knowledge, this is expected to become effective on 1 July 2024. Applicants should hold ASHK fellows membership or other qualifications will be considered on individual merits. HK$2,100 per programme 7 hours English Bridging Course for the Enhanced Competency Framework on Anti-Money Laundering and Counter-Financing of Terrorism Professional Level Programme Code: SC490A Application Code: 2270-SC490A 2867 8392 ecfaml@hkuspace.hku.hk The programme aims to serve as a bridging course for relevant banking practitioners who would be exempted from the ECF on AML/ CFT of the HKMA with their professional qualifications at relevant professional bodies. Learners would be equipped with the analytical skills in Hong Kong regulatory framework, application of the risk-based approach, AML/CFT risks in specialist areas and financial inclusion in the banking context. Applicants shall hold the Certified Anti-Money Laundering Specialist certification or the International Diploma in AML awarded by the Association of Certified Anti-money Laundering Specialists and the International Compliance Association respectively. HK$1,800 HK$600 (Study Guides Fee (optional) - A set of digital version of Study Guide (Core &Professional Levels) is available for purchase by email at cs@hkib.org) 6 hours English Examination Preparatory Programme for ACAMS Certified Anti-Money Laundering Specialist (CAMS) Programme Code: FINA9357 S Application Code: 2275-1808NW 2975 5767 acams@hkuspace.hku.hk In recent years, Financial Crime has hit the headlines, and the spotlight is firmly on compliance. Money launderers and terrorists engage in money laundering activities through the use of various techniques to disguise funds obtained from illegal activities including drug trafficking, corruption, tax evasion and fraud. HK$3,900 12 hours English 持牌保險中介人打擊洗錢及恐怖分子資金 籌集合規持續專業發展課程 課程編號:FINA9356 S 報名代碼:2050-3004NW 2867 8487 / 2867 8314 shortcourse@hkuspace.hku.hk 本課程會將介紹打擊清洗黑錢及反恐佈份子融資活動的相關法例及保險業規例的基 本原則;重點是香港的洗錢及恐怖分子融資風險評估報告,並設有實際經驗分享、 案例研究,及如何應用相關的案例和法律法規。 HK$450 3小時

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