This is an exempted course under the Non-Local Higher and Professional Education (Regulation) Ordinance. 根據《非本地高等及專業教育（規管）條例》，本課程屬獲豁免課程。 It is a matter of discretion for individual employers to recognize any qualification to which this course may lead. 個別僱主可酌情決定是否承認本課程可令學員獲取的任何資格。 These are exempted courses under the Non-Local Higher and Professional Education (Regulation) Ordinance. 根據《非本地高等及專業教育（規管）條例》，這些課程屬獲豁免課程。 It is a matter of discretion for individual employers to recognize any qualification to which these courses may lead. 個別僱主可酌情決定是否承認這些課程可令學員獲取的任何資格。 The course operator is applying for exemption under the Non-local Higher and Professional Education (Regulation) Ordinance. 課程主辦人正根據《非本地高等及專業教育（規管）條例》辦理豁免註冊手續。 It is a matter of discretion for individual employers to recognize any qualification to which this course may lead. 個別僱主可酌情決定是否承認本課程可令學員獲取的任何資格。 058 Accounting & Finance 會計及金融 Finance and Compliance 金融法規 Advanced Diploma in FinTech Programme Code: FN049A Application Code: 2265-FN049A 2867 8312 adft@hkuspace.hku.hk The programme aims to provide fundamental knowledge on finance applications of blockchain technology, digital currencies, big data and financial analytics. It covers digital banking, payment systems, blockchain, cryptocurrencies, peer to peer lending, crowdfunding, quantitative methods in financial analysis and big data analytics in finance. The programme develops students with programming skills in Python and put them into practice to solve real world finance problems. Applicants shall have gained in the HKDSE Examination Level 2 in 5 subjects including English Language and Chinese Lauguage or equivalent. Applicants who do not possess the above academic qualifications but are aged 21 or above with relevant work experience will be considered on individual merit. Module 1: Introduction to FinTech HK$6,700 Module 2: Principles of Finance HK$4,900 Module 3: Programming for FinTech Applications HK$6,700 Module 4: Machine Learning in Finance HK$4,900 Module 5: Blockchain Applications and FinTech HK$4,900 Module 6: Big Data Applications and Financial Analytics HK$4,900 Application Fee: HK$200 12 months to 20 months English Level 4 (Reg. No.: 20/000091/L4) Validity Period: 01 Mar 2020 - on-going Executive Diploma in Anti-Money Laundering and Counter-Terrorist Financing Programme Code: EP087A Application Code: 2285-EP087A 2867 8312 ecaml@hkuspace.hku.hk - Through case work, in-class discussions and expert guidance from our experienced speakers, you will learn how to assess the key elements of AML compliance programme. - First-hand study, experience-sharing and real-world cases by our AML speakers provides practical knowledge and skills in an attempt to prepare you to pursue a career in financial compliance. Applicants shall: (i) hold a bachelor’s degree awarded by a recognized institution or equivalent; or (ii) hold an Associate Degree / a Higher Diploma awarded by a recognized institution or equivalent and have 2 years work experience; or (iii) hold relevant professional qualifications. Applicants with other qualifications will be considered on individual merits. Module 1 (30 hrs) HK$5,400 Regulatory Principles of Anti-Money Laundering and Counter-Terrorist Financing Module 2 (30 hrs) HK$5,400 Anti-Money Laundering Compliance Programme Module 3 (15 hrs) HK$2,800 Financial Crime Compliance Module 4 (15 hrs) HK$2,800 Anti-Money Laundering in Practice Application Fee: HK$150 6 months English Executive Certificate in Aircraft Leasing and Financing Programme Code: EP166A Application Code: 2175-EP166A 2975 5767 ecalf@hkuspace.hku.hk This programme offers the essential concepts and contemporary issue about aircraft leasing and financing. It provides a broad overview of main categories of different aircraft leasing transactions. Applicants shall hold: i) a Bachelors Degree awarded by a recognized Universirty or equivalent; or ii) an Associate Degree or a Higher Diploma or equivalent, and have at least 2 years of relevant work experience. Applicants with other qualifications and substantial senior work experience will be considered on individual merit. HK$8,000 Application Fee: HK$150 1 month to 2 months English Executive Certificate in Finance and Compliance Programme Code: EP025A Application Code: 2265-EP025A 2867 8392 ec.fc@hkuspace.hku.hk The demand for financial compliance professionals grows with new compliance and regulation standards in Hong Kong. This programme aims to equip students with latest knowledge in financial compliance in banking and asset management. Executive Certificate in Finance and Compliance is regularly updated for the current changing regulatory landscape. Applicants shall: (a) hold a bachelor’s degree awarded by a recognized university or equivalent; or (b) hold an Associate Degree/ a Higher Diploma or equivalent, and have at least 2 years of work experience; or (c) hold relevant professional qualifications. Applicants with other qualifications and substantial senior level work experience will be considered on individual merits. HK$3,000 per module, HK$9,000 per programme Application Fee: HK$150 4 months English, supplemented with Cantonese Finance and Compliance Workshop Series Programme Code: SC407A Application Code: 2265-SC407A 2867 8392 ec.fc@hkuspace.hku.hk This workshop aims to equip students with latest knowledge in compliance issues for professionals working in asset management companies and banking institutions. It focuses on satisfying the regulatory and compliance requirements as determined by the legal framework in Hong Kong as well as teaching state-of-the-art practices in managing key risks faced by bank and asset management companies. HK$3,100 per module 4 months English, supplemented with Cantonese
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