This is an exempted course under the Non-Local Higher and Professional Education (Regulation) Ordinance. 根據《非本地高等及專業教育（規管）條例》，本課程屬獲豁免課程。 It is a matter of discretion for individual employers to recognize any qualification to which this course may lead. 個別僱主可酌情決定是否承認本課程可令學員獲取的任何資格。 These are exempted courses under the Non-Local Higher and Professional Education (Regulation) Ordinance. 根據《非本地高等及專業教育（規管）條例》，這些課程屬獲豁免課程。 It is a matter of discretion for individual employers to recognize any qualification to which these courses may lead. 個別僱主可酌情決定是否承認這些課程可令學員獲取的任何資格。 The course operator is applying for exemption under the Non-local Higher and Professional Education (Regulation) Ordinance. 課程主辦人正根據《非本地高等及專業教育（規管）條例》辦理豁免註冊手續。 It is a matter of discretion for individual employers to recognize any qualification to which this course may lead. 個別僱主可酌情決定是否承認本課程可令學員獲取的任何資格。 056 Accounting & Finance 會計及金融 Finance and Compliance 金融法規 投資管理證書 Direct admission Eligible to apply (Subject to Admissions Board of respective institute/universities) 環球投資管理學證書 Advanced Diploma in Finance (Investment)(1) Advanced Diploma in FinTech Advanced Diploma in Financial Planning Advanced Diploma in Accounting and Finance University of London, UK (Academic Direction: LSE) BSc Finance BSc Accounting and Finance BSc Business and Management BSc Economics and Management Edinburgh Napier University, UK Bachelor of Arts (with Honours) in Financial Services Postgraduate Diploma in Corporate Compliance Postgraduate Diploma in Bank and Insurance Compliance Postgraduate Certificate in Management and Insurance Postgraduate Diploma in Finance and Law Postgraduate Certificate in Banking and Corporate Treasury Management Postgraduate Diploma in Investment Management and Financial Intelligence Postgraduate Diploma in Finance and Data Analytics Postgraduate Diploma in FinTech and Legal Regulations Postgraduate Diploma in Financial Analytics and Algo Trading 家族辦公室證書 Pathways in Financial Studies Notes: (1) Eligible for entry into Year 3, Edinburgh Napier University Bachelor of Arts (with Honours) in Financial Services. University of London Business Programmes These BSc degrees are awarded by the University of London and with academic direction from the globally renowned London School of Economics and Political Science (LSE). The degrees enable students of various backgrounds to earn a world-class degree without relocating. They offer students a thorough grounding in the principles of accounting, finance, business, economics and management. It is ideal if you are pursuing careers towards the profession of accountancy, financial, management or if you are already professionally qualified and now would like to take a degree. For details, please refer to p.125 Programme Title Programme Code QF Level QR Registration No. QR Registration Validity Period BSc Accounting and Finance MS044A 5 13/000446/L5 01 Sep 2013 - 31 Aug 2026 BSc Finance MS046B 5 23/000462/L5 01 Sep 2023 - 31 Aug 2026 BSc Business and Management MS041A 5 14/000003/L5 01 Sep 2014 - 31 Aug 2026 BSc Economics and Management MS025A 5 13/000312/L5 01 Sep 2012 - 31 Aug 2026 Postgraduate Diploma in Bank and Insurance Compliance Programme Code: AC055A Application Code: 2270-AC055A 2867 8409 pgdipbi@hkuspace.hku.hk A unique programme that aims to provide students with a coherent, relevant and practical programme of knowledge in bank and insurance compliance and prepares them for a career in these and related sectors. Real-life cases and exampleswill be discussed, drawing reference from standards and rules highlighting the noncompliance issues involved and grey areas. Applicants shall hold a bachelor’s degree awarded by a recognized institution. If the degree or equivalent qualification is from an institution where the language of teaching and assessment is not English, applicants shall provide evidence of English proficiency, such as: - an overall band of 6.0 or above with no subtests lower than 5.5 in the IELTS; or - a score of 550 or above in the paper-based TOEFL, or a score of 213 or above in the computer-based TOEFL, or a score of 80 or above in the internet-based TOEFL; or - HKALE Use of English at Grade E or above; or - HKDSE Examination English Language at Level 3 or above; or - equivalent qualifications. Applicants with other qualifications will be considered on individual merit. Notes to applicants: 1. Applicants with relevant prior studies can apply for exemption, please complete the exemption form and furnish course outline. HK$7,800 per module Application Fee: HK$200 1 year to 3 years English Level 6 (Reg. No.: 16/000338/L6) Validity Period: 17 May 2016 - on-going
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