058 This is an exempted course under the Non-Local Higher and Professional Education (Regulation) Ordinance. 根據《非本地高等及專業教育（規管）條例》，本課程屬獲豁免課程。 It is a matter of discretion for individual employers to recognize any qualification to which this course may lead. 個別僱主可酌情決定是否承認本課程可令學員獲取的任何資格。 These are exempted courses under the Non-Local Higher and Professional Education (Regulation) Ordinance. 根據《非本地高等及專業教育（規管）條例》，這些課程屬獲豁免課程。 It is a matter of discretion for individual employers to recognize any qualification to which these courses may lead. 個別僱主可酌情決定是否承認這些課程可令學員獲取的任何資格。 The course operator is applying for exemption under the Non-local Higher and Professional Education (Regulation) Ordinance. 課程主辦人正根據《非本地高等及專業教育（規管）條例》辦理豁免註冊手續。 It is a matter of discretion for individual employers to recognize any qualification to which this course may lead. 個別僱主可酌情決定是否承認本課程可令學員獲取的任何資格。 Accounting & Finance 會計及金融 Finance and Compliance 金融法規 Certificate for Module (RegTech) Programme Code: FN088A Application Code: 2180-FN088A 2975 5767 cmrt@hkuspace.hku.hk The programme aims to equip students with the latest knowledge in innovation and applications of regulatory technology (RegTech). Students will learn how RegTech transforms the financial industry and presents business challenges to the industry. The programme will cover contemporary financial issues, regulatory framework and the impacts of RegTech. Applicants shall: (i) hold a relevant bachelor’s degree awarded by a recognized university or equivalent; or (ii) hold a relevant Associate Degree / Higher Diploma or equivalent, and have at least 2 years of related work experience. Applicants with other qualifications will be considered on individual merit. HK$9,500 Application Fee: HK$150 30 hours English Level 5 (Reg. No.: 22/000864/L5) Validity Period: 01 Nov 2022 - on-going 證書（單元：財富管理誠信顧問） 課程編號：FN060A 報名代碼：2175-FN060A 2975 5767 tawm@hkuspace.hku.hk 本課程旨在加深人壽保險業界從業員對保險業界不同領域的認識，以提高其個人服 務水平及誠信標準。完成課程後，學員能夠因應不同客戶的需要，制訂合適的保險 及理財工具組合，為客戶提供詳盡有效和切實可行的財務方案。課程內容包括保險 業最新監管要求、信託概念和知識、不同地區的稅務事項、財富傳承的策略與執行 步驟、高端客戶的財富管理及財富心理學的應用。 申請人必須為： 1. 副特許財務策劃師（AChFP）及具備5年或以上相關保險金融工作經驗；或 2. 特許壽險策劃師（ChLP）及具備5年或以上相關保險金融工作經驗；或 3. 特許財務策劃師（FChFP）及 具備3年或以上相關保險金融工作經驗。 申請人如持有其他同等學歷及具有5年相關工作經驗者將會被個別考慮。 HK$9,800 報名費用：HK$150 1個月 粵語，輔以英語 資歷架構級別：3 資歷名冊登記號碼：21/000389/L3 資歷名冊登記有效期：2021年6月1日 - 持續有效 Bridging Course for the Enhanced Competency Framework on Anti-Money Laundering and Counter-Financing of Terrorism Professional Level Programme Code: SC490A Application Code: 2165-SC490A 2867 8392 ecfaml@hkuspace.hku.hk The programme aims to serve as a bridging course for relevant banking practitioners who would be exempted from the ECF on AML/ CFT of the HKMA with their professional qualifications at relevant professional bodies. Learners would be equipped with the analytical skills in Hong Kong regulatory framework, application of the risk-based approach, AML/CFT risks in specialist areas and financial inclusion in the banking context. Applicants shall hold the Certified Anti-Money Laundering Specialist certification or the International Diploma in AML awarded by the Association of Certified Anti-money Laundering Specialists and the International Compliance Association respectively. HK$1,800 HK$600 (Study Guides Fee (optional) - A set of digital version of Study Guide (Core &Professional Levels) is available for purchase by email at cs@hkib.org) 6 hours English Examination Preparatory Programme for ACAMS Certified Anti-Money Laundering Specialist (CAMS) Programme Code: FINA9357 S Application Code: 2175-1843NW 2975 5767 acams@hkuspace.hku.hk In recent years, Financial Crime has hit the headlines, and the spotlight is firmly on compliance. Money launderers and terrorists engage in money laundering activities through the use of various techniques to disguise funds obtained from illegal activities including drug trafficking, corruption, tax evasion and fraud. HK$3,900 12 hours English Introduction to Corporate Finance Programme Code: FINA9021 Application Code: 1950-1932NW 2867 8476 finedec@hkuspace.hku.hk This module is tailored for non-financial executives as an introduction to the practical issues and strategies in corporate financial management. Key topics include Cost of Capital, Working Capital Management, Capital Budgeting, Raising Capital for Firms, Capital Structure, Dividend Policy, Agency Costs and International Financial Management. HK$4,500 per module 5 weeks 持牌保險中介人打擊洗錢及恐怖分子資金 籌集合規持續專業發展課程 課程編號：FINA9356 S 報名代碼：2050-3004NW 2867 8487 / 2867 8314 shortcourse@hkuspace.hku.hk 本課程會將介紹打擊清洗黑錢及反恐佈份子融資活動的相關法例及保險業規例的基 本原則；重點是香港的洗錢及恐怖分子融資風險評估報告，並設有實際經驗分享、 案例研究，及如何應用相關的案例和法律法規。 HK$450 3小時
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