057 For more and latest programme information, please visit our website 有關最新課程資訊及詳情，請瀏覽學院網站 hkuspace.hku.hk Minimum Entry Requirements 基本入學要求（P.017） Fee 學費 Duration 修業期 Medium of Instruction 教學語言 Qualifications Framework 資歷架構 Exemption 豁免 Short Course 短期課程 See legend on page 031 圖像說明於第031頁 Accounting & Finance 會計及金融 Finance and Compliance 金融法規 Executive Diploma in Anti-Money Laundering and Counter-Terrorist Financing Programme Code: EP087A Application Code: 2255-EP087A 2867 8312 ecaml@hkuspace.hku.hk - Through case work, in-class discussions and expert guidance from our experienced speakers, you will learn how to assess the key elements of AML compliance programme. - First-hand study, experience-sharing and real-world cases by our AML speakers provides practical knowledge and skills in an attempt to prepare you to pursue a career in financial compliance. Applicants shall: (i) hold a bachelor’s degree awarded by a recognized institution or equivalent; or (ii) hold an Associate Degree / a Higher Diploma awarded by a recognized institution or equivalent and have 2 years work experience; or (iii) hold relevant professional qualifications. Applicants with other qualifications will be considered on individual merits. Module 1 (30 hrs) HK$5,400 Regulatory Principles of Anti-Money Laundering and Counter-Terrorist Financing Module 2 (30 hrs) HK$5,400 Anti-Money Laundering Compliance Programme Module 3 (15 hrs) HK$2,800 Financial Crime Compliance Module 4 (15 hrs) HK$2,800 Anti-Money Laundering in Practice Application Fee: HK$150 6 months English Executive Certificate in Aircraft Leasing and Financing Programme Code: EP166A Application Code: 2175-EP166A 2975 5767 ecalf@hkuspace.hku.hk This programme offers the essential concepts and contemporary issue about aircraft leasing and financing. It provides a broad overview of main categories of different aircraft leasing transactions. Applicants shall hold: i) a Bachelors Degree awarded by a recognized Universirty or equivalent; or ii) an Associate Degree or a Higher Diploma or equivalent, and have at least 2 years of relevant work experience. Applicants with other qualifications and substantial senior work experience will be considered on individual merit. HK$8,000 Application Fee: HK$150 1 month to 2 months English Executive Certificate in Finance and Compliance Programme Code: EP025A Application Code: 2245-EP025A 2867 8392 ec.fc@hkuspace.hku.hk The demand for financial compliance professionals grows with new compliance and regulation standards in Hong Kong. This programme aims to equip students with latest knowledge in financial compliance in banking and asset management. Executive Certificate in Finance and Compliance is regularly updated for the current changing regulatory landscape. Applicants shall: (a) hold a bachelor’s degree awarded by a recognized university or equivalent; or (b) hold an Associate Degree/ a Higher Diploma or equivalent, and have at least 2 years of work experience; or (c) hold relevant professional qualifications. Applicants with other qualifications and substantial senior level work experience will be considered on individual merits. HK$2,900 per module HK$8,700 per programme Application Fee: HK$150 4 months English, supplemented with Cantonese Finance and Compliance Workshop Series Programme Code: SC407A Application Code: 2245-SC407A 2867 8392 ec.fc@hkuspace.hku.hk This workshop aims to equip students with latest knowledge in compliance issues for professionals working in asset management companies and banking institutions. It focuses on satisfying the regulatory and compliance requirements as determined by the legal framework in Hong Kong as well as teaching state-of-the-art practices in managing key risks faced by bank and asset management companies. HK$3,000 per module HK$9,000 per programme 4 months English, supplemented with Cantonese Executive Certificate in Fund Administration and Regulatory Compliance Programme Code: EP175A Application Code: 2245-EP175A 2867 8312 farc@hkuspace.hku.hk The programme takes an integrated approach to fund administration and the regulatory landscape in asset management. The programme offers an overview of investment fund structures, strategies, regulation and fund administration from front-end to back office operations. It also covers the current development of fund regulatory compliance in the Greater Bay Area. Applicants shall hold: - a bachelor’s degree awarded by a recognized University or equivalent; or - an Associate Degree/ a Higher Diploma or equivalent, and have at least 2 years of relevant work experience. Applicants with other qualifications will be considered on individual merits. HK$8,800 per programme Application Fee: HK$150 30 hours English
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