This is an exempted course under the Non-Local Higher and Professional Education (Regulation) Ordinance. 根據《非本地高等及專業教育（規管）條例》，本課程屬獲豁免課程。 It is a matter of discretion for individual employers to recognize any qualification to which this course may lead. 個別僱主可酌情決定是否承認本課程可令學員獲取的任何資格。 These are exempted courses under the Non-Local Higher and Professional Education (Regulation) Ordinance. 根據《非本地高等及專業教育（規管）條例》，這些課程屬獲豁免課程。 It is a matter of discretion for individual employers to recognize any qualification to which these courses may lead. 個別僱主可酌情決定是否承認這些課程可令學員獲取的任何資格。 The course operator is applying for exemption under the Non-local Higher and Professional Education (Regulation) Ordinance. 課程主辦人正根據《非本地高等及專業教育（規管）條例》辦理豁免註冊手續。 It is a matter of discretion for individual employers to recognize any qualification to which this course may lead. 個別僱主可酌情決定是否承認本課程可令學員獲取的任何資格。 056 Accounting & Finance 會計及金融 Finance and Compliance 金融法規 Postgraduate Diploma in Corporate Compliance Programme Code: AC009A Application Code: 2250-AC009A 2867 8409 / 2867 8314 pgdcc@hkuspace.hku.hk RELEVANT & PRACTICAL PROGRAMME IN SFC AND LISTING COMPLIANCE!! This is a unique programme that focuses on practical applications and all-round training in corporate compliance; it is positioned to be the pioneer in the market. Contemporary cases will be discussed; drawing reference from standards and rules highlighting the issues and grey areas. Real-life examples and updated cases will be discussed during the class. Applicants shall hold a bachelor’s degree awarded by a recognized institution. If the degree or equivalent qualification is from an institution where the language of teaching and assessment is not English, applicants shall provide evidence of English proficiency, such as: - an overall band of 6.0 or above with no subtests lower than 5.5 in the IELTS; or - a score of 550 or above in the paper-based TOEFL, or a score of 213 or above in the computer-based TOEFL, or a score of 80 or above in the internet-based TOEFL; or - HKALE Use of English at Grade E or above; or - HKDSE Examination English Language at Level 3 or above; or - equivalent qualifications. Applicants with other qualifications will be considered on individual merit. NOTES TO APPLICANTS: 1. Applicants with relevant prior studies can apply for exemption,please complete the exemption form and furnish course outline. HK$7,800 per module Application Fee: HK$200 1 year to 3 years English Level 6 (Reg. No.: 14/003330/L6) Validity Period: 01 Oct 2014 - on-going Postgraduate Diploma in Finance and Law Programme Code: FN017A Application Code: 2245-FN017A 2867 8312 pgdfl@hkuspace.hku.hk Postgraduate Diploma in Finance and Law is designed to give you a sophisticated understanding of the legal and regulatory framework for the local and international financial sector, by taking an integrated approach to finance and law. Financial institutions need leaders who have extensive knowledge relating to the legal issues in international finance and banking. This PGDFL creates a new kind of financial services professional: graduates who are trained in both finance and law. You will develop an advanced interdisciplinary understanding of relevant legal and financial contexts and combines a highly analytic academic core with applications informed by current practice. Applicants shall hold a bachelor’s degree awarded by a recognized institution. If the degree or equivalent qualification is from an institution where the language of teaching and assessment is not English, applicants shall provide evidence of English proficiency, such as: i. an overall band of 6.0 or above with no subtests lower than 5.5 in the IELTS; or ii. a score of 550 or above in the paper-based TOEFL, or a score of 213 or above in the computer-based TOEFL, or a score of 80 or above in the internet-based TOEFL; or iii. HKALE Use of English at Grade E or above; or iv. HKDSE Examination English Language at Level 3 or above; or v. equivalent qualifications. Applicants who hold the Advanced Diploma for Legal Executives (Graduate Level) would be eligible for entry. Applicants with other qualifications will be considered on individual merit. HK$7,400 per Finance module HK$10,500 per Law module Application Fee: HK$200 12 months to 48 months English Level 6 (Reg. No.: 08/001818/6) Validity Period: 05 May 2008 - on-going Advanced Diploma in Finance (Investment) Programme Code: FN013A Application Code: 2245-FN013A 2867 8312 adfi@hkuspace.hku.hk The ongoing turmoil in global financial markets continues to strengthen the need for finance professionals. This programme offers in-depth training in analytical aspects used by financial analysts in different settings including finance department within corporations and financial services institutions. These courses teach the strategies and principles of investment, financial risk management, derivative instruments and alternative investments. Graduates can be admitted directly into the part-time University of London International Degree Programmes and may also be eligible for some course exemptions on the various University of London International Degree Programmes. Applicant shall: (a) (i) have gained in HKCEE Grade E in 4 subjects (including Mathematics) and Level 2 in English Language and (ii) one A-level pass or two AS-level passes in any subject or other equivalent post-secondary qualifications; or (b) have gained in the HKDSE Examination Level 2 in five subjects including English Language; or (c) hold an Advanced Certificate in Financial Studies or a Certificate in Investment award within the HKU system through HKU SPACE; or (d) be aged 21 and above. HK$4,800 per module Application Fee: HK$150 24 months to 36 months English Level 4 (Reg. No.: 11/000176/4) Validity Period: 13 Jan 2011 - on-going Advanced Diploma in FinTech Programme Code: FN049A Application Code: 2245-FN049A 2867 8312 adft@hkuspace.hku.hk The programme aims to provide fundamental knowledge on finance applications of blockchain technology, digital currencies, big data and financial analytics. It covers digital banking, payment systems, blockchain, cryptocurrencies, peer to peer lending, crowdfunding, quantitative methods in financial analysis and big data analytics in finance. The programme develops students with programming skills in Python and put them into practice to solve real world finance problems. Applicants shall have gained in the HKDSE Examination Level 2 in 5 subjects including English Language and Chinese Lauguage or equivalent. Applicants who do not possess the above academic qualifications but are aged 21 or above with relevant work experience will be considered on individual merit. Module 1: Introduction to FinTech HK$6,500 Module 2: Principles of Finance HK$4,700 Module 3: Programming for FinTech Applications HK$6,500 Module 4: Machine Learning in Finance HK$4,700 Module 5: Blockchain Applications and FinTech HK$4,700 Module 6: Big Data Applications and Financial Analytics HK$4,700 Application Fee: HK$200 1 year English Level 4 (Reg. No.: 20/000091/L4) Validity Period: 01 Mar 2020 - on-going
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